PARTNER PRACTICE STARTER KIT
McCune Whiteley Wealth Management

DRAFT FOR PROFESSIONAL REVIEW. NOT APPROVED FOR OUTREACH.

Adapt the scope, complete placeholders, confirm responsibilities, and obtain required review before use. This is not a client agreement, completed analysis, or promise of revenue or tax savings.

1. SERVICE OUTLINE

Working service: Major Financial Decision Review.
Purpose: Review the tax implications of one important business, investment, or retirement decision.

Possible tax deliverables:
[ ] Tax projections for the choices under review.
[ ] Tax review of financial recommendations and assumptions.
[ ] Written tax guidance, unresolved questions, and next steps.

Your practice defines the work and agrees its fee before work begins. The fee pays for services, not an introduction. Clients choose each firm separately. Higher fees, engagements, revenue, and savings are not guaranteed.

Complete before offering the service:
Practice name: [TBD]
Client decision in scope: [TBD]
Tax deliverables and exclusions: [TBD]
Required information and timing: [TBD]
Practice fee and payment terms: [TBD]
Responsible professionals: [TBD]
Communication and permission process: [TBD]
Required approval: [TBD]

OUR SEPARATE FINANCIAL SUPPORT

The introductory call, full financial analysis, and written recommendations are complimentary, whether or not the client becomes a paying client. Delivery is within one week after complete client information is received. Your practice reviews tax treatment. Account implementation, product purchases, and ongoing advisory services are separate client decisions, with applicable terms, fees, and costs explained before proceeding. There is no obligation to engage the firm or purchase a product.

Our team handles financial information collection, analysis, and recommendations. Implementation coordination and follow up depend on the client's separate engagement, applicable fees, and approved providers. No particular product or specialist service is established by this kit.

Before a separate engagement, confirm:
Implementation and provider responsibilities: [TBD]
Financial service fees, product costs, and compensation: [TBD]
Ongoing scope and follow up responsibilities: [TBD]

2. CLIENT INVITATION DRAFT

For the tax practice to adapt and clear before sending to an existing client. This draft does not authorize an introduction, information sharing, or implementation.

Subject: A tax review for your next financial decision

Hi [Client first name],

If you are considering retirement or an important business or investment decision, we can discuss a focused tax review.

With your permission, we can coordinate optional financial analysis with McCune Whiteley Wealth Management. Their analysis and written recommendations are complimentary, with no obligation to become a paying client.

Our tax review is separate. We would agree on its scope and fee before work begins. Financial implementation and ongoing services are separate, with applicable costs explained before proceeding.

Would you like to explore this?

[Tax professional name]
[Practice name]
[Approved contact details and required signature disclosures]

Do not include client records in the invitation.

3. FICTIONAL REVIEW OUTLINE

An owner wants to fund retirement without leaving the business short of cash. This is not an actual client, completed analysis, or recommendation.

Choices to evaluate:
Keep cash available: Business reserves and flexibility.
Fund a retirement plan: Funding commitment and investment risk.

Our firm's financial comparison:
[ ] Funding scenarios and business cash remaining.
[ ] Investment choices, costs, and risks.
[ ] Assumptions and questions for the tax practice.

The practice's separately scoped tax review:
[ ] Contribution eligibility and tax projections.
[ ] Employee obligations and applicable deadlines.
[ ] Written tax guidance for the client's decision.

Decision pending. Client facts are required for financial recommendations. The practice reviews tax treatment before action or any tax savings estimate. No tax amount, product selection, fee, or achieved result is represented here.

4. HANDOFF CHECKLIST

Before an introduction:
[ ] Discuss an anonymous situation without client names or records.
[ ] Agree on the question, roles, contact preferences, and update process.
[ ] Confirm services, providers, and required approvals.

Client permission and scope:
[ ] Confirm the client wants an introduction and authorizes information sharing.
[ ] The tax practice agrees its tax scope and fee with the client.
[ ] Our team arranges secure financial information collection.
[ ] Do not send confidential records through the initial email.

Separate reviews:
[ ] Our team prepares financial analysis and written recommendations.
[ ] The practice completes the agreed tax review.
[ ] Share relevant written updates only with client permission.
[ ] Coordinate a joint meeting when useful and authorized.

Decisions and follow up:
[ ] The client chooses whether to proceed with each firm and service.
[ ] Explain roles, terms, fees, costs, and compensation before proceeding.
[ ] Confirm providers and each firm's next steps before action.
[ ] Agree who follows up and what information may be shared.

This process does not guarantee client retention. There is no quota, exclusivity, referral compensation, or required reciprocity. Introductions depend on client needs and choice.


DISCLOSURES

Securities offered through Kestra Investment Services, LLC, Kestra IS, member FINRA (https://www.finra.org/) and SIPC (https://www.sipc.org/). Investment Advisory Services offered through Kestra Advisory Services, LLC, Kestra AS, an affiliate of Kestra IS. McCune Whiteley Wealth Managers and any other entity listed herein are not affiliated with Kestra IS or Kestra AS. Kestra IS and Kestra AS do not provide tax or legal advice.

The information on this site is for general informational purposes and should not be considered tax, legal, insurance, or individualized investment advice. All investing involves risk, including the possible loss of principal. Each professional remains responsible for advice within their own role.

Registered representatives of Kestra IS and investment adviser representatives of Kestra AS may only conduct business with residents of the states in which they are properly registered. Not all products and services referenced here may be available in every state or through every advisor.

Investor disclosures (https://www.kestrafinancial.com/disclosures) · Check the background of your financial professional on FINRA BrokerCheck (https://brokercheck.finra.org/) · Privacy request (https://mywealthmanaged.com/personal-information-request)